Legal Update Memo No. 19-2021(CC) – 2021 Governing Board Elections and Organizational Meetings and Frequently Asked Questions (CCD)
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(Education Code Section 35143)
The governing board of a community college district is required to hold an annual organizational meeting. In an election year, this meeting shall be held within a fifteen (15) day period commencing with the date upon which the elected governing board member takes office (the second Friday in December). In non-election years, the organizational meeting is still held during that same fifteen day period. The date on which elected trustees will take office this year is December 10, 2021.
Unless otherwise provided by a local rule of the governing board, the date of the organizational meeting must be selected by the Board at its regular meeting held immediately prior to December 1st (presumably the regular November board meeting). Thus, at the regular November board meeting, the governing board shall set a date for the organizational meeting between December 10, 2021 and December 25, 2021.
Board Member Term of Office
(Education Code Section 1007, 5017 and 72027)
A recent amendment to Education Code section 72027 modified the last day of the term of office for a sitting board member from the first Friday in December to the second Friday in December. Correspondingly, the commencement of the term of a newly-elected board member will be the second Friday in December.
Given this, an incumbent’s term of office will be extended by that additional time beginning in December 2021 and thereafter, depending on when the term of office would otherwise have expired. For example, where previously an incumbent’s term would have expired on December 2, 2022, under the new law that person’s term will now expire December 9, 2022.
Districts with governing board elections scheduled for 2021 should be aware of the following information:
- Number of Candidates Less Than or Equal to the Number of Board Seats
No election is held. The existing Board members continue to serve until the organizational meeting of the Board, at which time the candidate(s) are seated and become Board members. (Education Code sections 5326 and 5328.)
- No Candidates or Insufficient Candidates for Number of Seats Vacant
For those seat(s) for which there are no candidates, the Board must appoint a member. Except for seats which have been specifically designated two-year seats, an appointment to a governing board seat due to lack of a candidate or candidates is a four-year appointment.
The appointment must be made prior to the election. Prior to making the appointment, “. . . the governing board shall cause to be published a notice once in a newspaper of general circulation published in the district or, if no such newspaper is published in the district, in a newspaper having general circulation in the district, stating that the board intends to make an appointment and informing persons of the procedure available for applying for the office.” (Education Code section 5328.5.)
- Changing the Election Cycle from Odd-Year to Even-Year
Until 2018, the “default” for community college districts under the Elections Code was to hold elections in odd-numbered years. In 2015, AB 415 was signed into law, and required most local entities that formerly held their elections in odd-numbered years to move them to even-numbered years. Those districts that were required to do so but did not want to make the change-over immediately were required to adopt a plan, by January 1, 2018, to make this change by the November 2022 election.
Because most entities that were required to make this change have either already done so or have adopted the required plan, this Legal Update does not address how to switch an election cycle from odd-numbered to even-numbered years. Any districts that need assistance in doing so before the November 2022 deadline should contact our office for further information and assistance.
FREQUENTLY ASKED QUESTIONS
Eligibility to Hold Office
- What are the qualifications to be elected/appointed to a college district board?
Education Code section 72022 provides as follows:
[A]ny resident and registered elector of the school district not disqualified by the Constitution or laws of the state is eligible to candidacy for, and appointment and election to, the governing board of a community college district in which trustee areas have been provided under this section.
Additionally, Education Code section 72103, subdivision (a) provides:
(a) Any person, regardless of sex, who is 18 years of age or older, a citizen of the state, a resident of the community college district, a registered voter, and who is not disqualified by the Constitution or laws of the state from holding a civil office, is eligible to be elected or appointed a member of a governing board of a community college district without further qualifications.
- Can employees of the college district serve on the governing board?
No. Education Code section 72103, subdivision (b)(1) provides as follows:
An employee of a community college district may not be sworn into office as an elected or appointed member of that community college district’s governing board unless and until he or she resigns as an employee. If the employee does not resign, the employment will automatically terminate upon being sworn into office.
- Are there limitations on the employment of a spouse or other relatives of a board member?
Yes. Under Government Code section 1090, a long-term community college district employee whose spouse is appointed to or elected to the district’s governing board may not be promoted by the board. “Long-term” means that the employee has served for one year or more. See Government Code section 1091.5, subd. (a)(6). The spouse of a new employee, i.e., someone with less than one year of employment at the district in question, may not be elected or appointed to the board unless the other spouse resigns his or her employment first.
If a spouse has been an employee of the district for at least one year before the other spouse joins the governing board, then the other spouse may be elected or appointed to serve on the governing board. Even if the employee-spouse meets this requirement, the board will not be able to take action affecting the spouse’s employment status. For example, the employee-spouse could not be promoted, changed from a temporary to a regular employee, or have his or her position selectively reclassified while the other spouse is a board member. Furthermore, under the Political Reform Act (Government Code section 87100 et seq.), the board-member spouse would have to abstain from any discussion or participation in any decision that would uniquely affect the employee-spouse.
- May a board member hold another elected or appointed office?
The answer depends on whether the other public office has “potentially overlapping public duties” with the school board position. Where there is potential for overlapping duties the common law doctrine of “incompatible” offices prevents one person from holding both offices. By way of example, a board member of a “feeder” elementary school district cannot at the same time also serve as a board member of that elementary district’s high school district. (See 68 Ops.Cal.Atty.Gen. 171 (1985).)
In 2005, the Legislature adopted Government Code section 1099, thereby codifying the common law rule. Section 1099 prohibits holding incompatible offices much like the common law rule. Prior attorney general’s opinions and judicial interpretation of the common law rule will continue to aid in the application of the new statute.
Further, Education Code section 72104 expressly prohibits a member of the governing board of a community college district from serving on the governing board of a high school district whose boundaries are coterminous with those of the community college district.
Term of Office
- When does the term of office begin?
Education Code section 5017 provides as follows (emphasis added):
Each person elected at a regular biennial governing board member election shall hold office for a term of four years commencing on the second Friday in December next succeeding his or her election. Any member of the governing board of a school district or community college district whose term has expired shall continue to discharge the duties of the office until his or her successor has qualified. The term of the successor shall begin upon the expiration of the term of his or her predecessor.
Additionally, Elections Code section 10554 provides that elective officers, elected or appointed pursuant to this part, take office at noon on the first Friday in December next following the general district election. Prior to taking office, each elective officer shall take the official oath and execute any bond required by the principal act.
However, because Education Code section 5300 provides that provisions of the Elections Code apply to community college district elections “except as otherwise provided in the code” the 2018 amendments to sections 1007, 5017, and 72027 regarding commencement of the terms of office on the second Friday in December will take precedence over Elections Code section 10554.
Oath of Office
- Is it necessary for a board member to take an “oath of office”?
Yes. Government Code section 1360 provides as follows:
Unless otherwise provided, following any election or appointment and before any officer enters on the duties of his or her office, he or she shall take and subscribe the oath or affirmation set forth in Section 3 of Article XX of the Constitution of California.
Failure to take the oath of office and file a bond as required by law is one way in which a public office becomes vacant, as provided in Government Code section 1770, subdivision (i).
- Who can administer the oath of office to a newly elected/appointed board member?
Any person listed in Education Code section 60 or Government Code section 1362 may administer the oath to a newly elected/appointed board member.
Education Code section 60 provides as follows:
The Superintendent of Public Instruction, Deputy and Assistant Superintendents of Public Instruction, secretary of the Superintendent of Public Instruction, members of the Board of Governors of the California Community Colleges, the Chancellor of the California Community Colleges, county superintendents of schools, school trustees, members of boards of education, secretaries and assistant secretaries of boards of education, city superintendents of schools, district superintendents of schools, assistant superintendents of schools, deputy superintendents of schools, principals of schools, and every other officer charged with the performance of duties under the provisions of this code may administer and certify oaths relating to officers or official matters concerning public schools.
Government Code section 1362 provides as follows:
Unless otherwise provided, the oath may be taken before any officer authorized to administer oaths.
This is a very broad provision – “any officer authorized to administer oaths.” It includes judges, virtually all elected officials, notaries public, and numerous county and state officers.
- What happens if the elected/appointed officer fails or refuses to take the oath of office?
Education Code section 5017 provides, in pertinent part, as follows:
. . . Any member of the governing board of a school district or community college district whose term has expired shall continue to discharge the duties of the office until his or her successor has qualified. The term of the successor shall begin upon the expiration of the term of his or her predecessor.
In addition, Government Code section 1302 provides as follows:
Every officer whose term has expired shall continue to discharge the duties of his office until his successor has qualified.
Thus, if an elected or appointed official fails or refuses to take the oath of office, the outgoing board member can continue to discharge the duties of office until a new member qualifies. Conversely, if the office becomes vacant, then the position remains vacant until filled by a qualified candidate, either by appointment or election depending on the procedure to be followed.
- When may the oath be taken by a newly elected/appointed board member?
The oath of office may be administered at any time after the election results are certified by the county clerk. This is typically done at the district’s organizational meeting, but once elected, a new board member can choose to be sworn in earlier under Elections Code section 10554.
- How long does the county clerk have to certify the election results?
Elections Code section 15372 provides as follows:
The elections official shall prepare a certified statement of the results of the election and submit it to the governing body within 30 days of the election or, in the case of school district, community college district, county board of education, or special district elections conducted on the first Tuesday after the first Monday in November of odd-numbered years, no later than the last Monday before the last Friday of that month.
Elections Code sections 15400 and 15401 provides as follows:
The governing body shall declare elected or nominated to each office voted on at each election under its jurisdiction the person having the highest number of votes for that office, or who was elected or nominated under the exceptions noted in Section 15452. The governing board shall also declare the results of each election under its jurisdiction as to each measure voted on at the election.
The elections official shall make out and deliver to each person elected or nominated, as declared by the governing body, a certificate of election or nomination, signed and authenticated by the elections official.
- At the meeting seating newly elected members, which board members (e.g., outgoing or incoming) convene the meeting?
Where the oath of office is administered at the meeting, the outgoing board may convene the meeting, the oath(s) may be administered, and then the board with new members seated would complete the remainder of the agenda. If a new member or members have taken the oath of office prior to the meeting, the meeting should convene with any previously-sworn members sitting with the board.
- Does the Brown Act apply to newly elected members before they take office?
Yes. Government Code section 54952.1 provides as follows:
Any person elected to serve as a member of a legislative body who has not yet assumed the duties of office shall conform his or her conduct to the requirements of this chapter and shall be treated for purposes of enforcement of this chapter as if he or she has already assumed office.
The reference to “elected to serve” arguably applies once the county clerk has certified the election results.
Board Member Resignation
- May a board member resign from his/her office?
Yes. Government Code section 1770, subdivision (c) provides that “[a]n office becomes vacant. . . [upon the incumbent’s] resignation.”
- How does a board member resign?
Education Code section 5090 provides that “a vacancy resulting from resignation occurs when the written resignation is filed with the county superintendent of schools. . .”
- Is it necessary for the board to take action to accept a member’s resignation?
No. As noted above the resignation is effective upon the county superintendent of schools’ receipt of the written resignation.
Some governing board meetings do have public agenda items to “accept” a member’s resignation. This is usually done for purposes of creating an occasion to honor a departing board member and is purely ceremonial with no legal significance.
- May a board member rescind a written resignation once it is filed with the county superintendent of schools?
No. Education Code section 5090 provides that a “written resignation. . . shall, upon being filed with the county superintendent of schools be irrevocable.”
- What constitutes “filing” a resignation with the county superintendent?
A resignation is filed with the county superintendent upon physical receipt by the county superintendent’s office of a writing indicating a resignation.
- May a board member defer the effective date of a resignation?
Yes. Education Code section 5090 provides that a board member’s written resignation may indicate a “deferred effective date.” Section 5091 provides further that the resignation may not be deferred “for more than 60 days after he or she files the resignation with the county superintendent of schools.”
- Would an e-mail or facsimile transmission constitute a written resignation?
The law is unclear, however likely yes. The law applicable to resignations has not been amended to provide for electronic or facsimile substitution for written resignations, however Evidence Code section 250 defines a “writing” to include an electronic transmission. Therefore, such a method would likely be sufficient. We recommend that districts contact their county superintendent of schools for further clarification.
- What is the effective date of a resignation?
Unless the resignation contains a “deferral” date, the effective date of a written resignation is the date it is actually received by the county superintendent’s office.
- What does a board need to do after learning of a resignation from one of its members?
Education Code section 5091 provides that the governing board “shall, within 60 days of the vacancy or the filing of the deferred resignation, either order an election or make a provisional appointment to fill the vacancy.”
Note: The 60 days starts to run when the resignation is received by the county superintendent even if the resignation contains a deferred effective date.
- May the board meet in closed session to develop questions or interview candidates?
No. Under the Brown Act, all aspects of making a provisional appointment must be done in public session, except where the board appoints an advisory ad hoc committee of less than a quorum of board members and no other members. If an advisory ad hoc committee is appointed it may assist in screening or evaluating applications and preparing interview questions, but may not make any final decisions for the board. (See Government Code section 54952, subdivision (b).)
The provisional appointment must be put on the public session agenda and the full Board must take action to approve the appointment.
- Once the board makes a provisional appointment to fill a vacancy, what happens next?
Education Code section 5092 provides as follows:
Whenever a provisional appointment is made to the governing board of a school district pursuant to Section 5091, the board shall, within 10 days of the provisional appointment of a person to fill a vacancy which occurs or will occur, post notices of both the actual vacancy or the filing of a deferred resignation and also the provisional appointment in three public places in the district and shall publish a notice pursuant to Section 6061 of the Government Code. If there is no newspaper of general circulation published in the district, notice need not be published.
The notice shall state the fact of the vacancy or resignation and the date of the occurrence of the vacancy or the date of the filing of, and the effective date of, the resignation. The notice shall also contain the full name of the provisional appointee to the board and the date of his appointment, and a statement that unless a petition calling for a special election, containing a sufficient number of signatures, is filed in the office of county superintendent of schools within 30 days of the date of the provisional appointment, it shall become an effective appointment.
Thus, the residents of the district whose board has appointed a provisional board member can petition to force a special election – although in practical terms, this rarely happens.
- What happens if vacancies occur in a majority or more of the board seats at the same time?
Education Code section 5094 provides as follows:
If for any reason vacancies should occur in a majority of the offices on any school district or community college district governing board, the president of the county board of education having jurisdiction may appoint members of the county board of education to the district governing board until new members of the governing board are elected or appointed.
Note: At the discretion of the president of the county board of education, appointments may be made in one or more of the vacant positions. In other words, the county board president is not limited to making appointments only sufficient to create a quorum on the district board. Thus, on a five person board with 3 vacancies, the county board president may designate up to 3 members of the county board of education to serve as district board members. Once appointed, the county board members continue to serve as district board members until new members “are elected or appointed.”
- May a district board reappoint the same person who resigned from the seat that is vacant?
No. Government Code section 1752, subdivision (a) provides, in pertinent part, as follows (emphasis added):
. . . no person elected or appointed to the governing body of any city, county, or district having an elected governing body, shall be appointed to fill any vacancy on that governing body during the term for which he or she was elected or appointed.
Please note: This provision also prohibits a board member with a “short” term from resigning and being appointed to a vacant “long” term.
- If the district chooses to call for written applications from candidates who wish to be considered for appointment, are the submitted applications public records?
Yes. Under the Public Records Act (Govt. Code section 6250 et seq.) copies of any applications for a board vacancy that are received by the district must be made available for public inspection and copies provided upon request.
Note: Because the applications become public records, we recommend that prospective candidates be so-informed before they submit an application.
- If the board chooses to interview candidates one at a time before making an appointment do all candidates have a right to be present?
Under the Brown Act all persons—including candidates for a board appointment—have a right to attend all public sessions of the board.
At the same time the board may request (but not require) the other candidates to remain outside the meeting room until after they are interviewed.
Our experience has been that most candidates honor the request, as they understand the essential fairness of the request, and that the refusal to do so may have an impact on the remaining board members’ willingness to appoint a candidate who refuses to cooperate.
- If everything must be done in public session, how does the board develop questions that will not be known in advance by the candidates?
Good question! The Brown Act simply does not provide a ready response to this question. We have recommended against using email (or other private communications) among board members to reach a board decision on what questions to ask the candidates.
It is recommended that individual board members submit proposed questions to the board president, who will compile a composite question list. The board can also have such questions referred to an executive officer, such as the superintendent, who can undertake the task of compiling such questions, perhaps in concert with a single board member or an ad hoc committee of the board.
Please contact our office with questions regarding this Legal Update or any other legal matter.
The information in this Legal Update is provided as a summary of law and is not intended as legal advice. Application of the law may vary depending on the particular facts and circumstances at issue. We, therefore, recommend that you consult legal counsel to advise you on how the law applies to your specific situation.
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 That is, “Article 20.”
 As discussed below, district boards can sometimes make an appointment within 60 days of a vacancy. In other cases, if the vacancy occurs too close to a scheduled election or the end of a member’s term, the vacancy must await an upcoming regular election or a special election.